Swapping in Operating System: How It Works & Benefits

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Swapping in OS is a key part of memory management because it directly affects system performance. Swapping is a common technique used when memory is limited. It frees up RAM for active programs, which helps to improve the performance of the operating system. In this blog, you will explore what is swapping in operating system, its importance, and how it works in detail.

Table of Contents:

What is Swapping in Operating System?

Swapping in operating system is a method of managing memory more efficiently. Swapping occurs when the system does not have enough space in the main memory or the RAM, and it needs to temporarily move the data or program that is not currently being utilized to a designated place on the hard disk called swap space. The process of interchanging data back between the RAM and swap space is called swapping, and it allows a user to run multiple programs at once, even if they do not have enough RAM. This ensures that active programs have enough memory to operate effectively. Proper swap space management in OS helps to relieve memory pressure and ensures smooth execution of active programs.

Assume the processes P1 is in the main memory, but P2 needs to be executed. The operating system swaps out P1 to the secondary memory (swap space) to free physical memory for process P2. Then the process P2 is loaded into main memory, and the execution begins. When process P1 is again needed, the operating system will swap P1 back from swap space. This is shown in the figure below.

What is Swapping in Operating System.
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Phases of Swapping in Operating System

Swapping in OS occurs in two phases. These phases are responsible for moving data between main memory and the swap space that is located on the hard disk. The two phases of swapping work together so that the system can handle more programs to execute than the amount of space that is available in the RAM.

1. Swap In Phase in Operating System

The Swap In phase is the process of moving a program or data back into main memory from the swap space. This takes place when a program that was moved out is needed again. The operating system checks if there is space available for the program in the RAM. When the available space is found, the data is loaded back into main memory so that it can be used again by the processor. This phase is very important because it allows the user to continue working on a program without noticing any delay.

2. Swap Out Phase in Operating System

The Swap Out phase is the process of moving data or a program from the main memory to swap space on the hard disk. This would usually occur when the system has run out of memory and has to swap out a program to free up memory for a priority program to be executed. The operating system will look for a program that is not being used at this moment and swap the program to the swap area.

Working of Swapping in Operating System

Let’s explore the working of swapping in OS: 

Step 1: Process Selection for Swapping

The operating system monitors all active processes and identifies those that are idle or not frequently used. These selected processes are removed from the main memory to make space for other important or high-priority programs. This helps ensure that memory is allocated efficiently and that essential tasks continue to run without interruption.

Step 2: Data Swapping to Swap Space

Once a process is selected, the operating system transfers its data from RAM to a designated area on the hard disk known as swap space. This process frees up memory so that other programs currently in use can function smoothly, and the efficiency of the swapping affects the overall swap performance. The data is safely stored in the swap space and remains accessible when the process needs to run again.

Step 3: Process Suspension

After the data has been moved to the swap space, the process is marked as suspended and enters a waiting state. While in this state, the process does not receive any CPU time or system resources. The operating system keeps track of the process’s location and status so that it can be easily restored when needed.

Step 4: Reloading the Process

When the user or the system requests the suspended process again, the operating system first checks if there is enough free memory available in RAM. If the memory is still full, the system may repeat the swapping process by moving another inactive process to swap space. The suspended process is then reloaded into memory only after the operating system confirms that enough space has been made available.

Step 5: Process Resumption

Once the process has been successfully loaded back into memory, it resumes its execution from the exact point where it was paused. The CPU continues processing the task without any data loss or reset. To the user, the process appears to run continuously, maintaining the smooth and efficient operation of the system.

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Advantages of Swapping in OS

  1. Efficient Memory Use:  Swapping ensures that the memory is used efficiently by moving the program that is unused to the hard disk. 
  2. Smooth Multitasking:  It allows the user to run many programs at the same time without affecting the performance of the system.
  3. System Stability: Swapping helps in preventing the system from crashing when the memory is full. It keeps the system stable by moving the unused data out of the RAM during heavy usage.
  4. Support of Large applications: Programs requiring more memory than is physically available in RAM can still execute effectively because there is additional space that is generated through the swapping process, moving the unused information.
  5. Improved User Experience: Swapping enhances system responsiveness by minimizing delays during multitasking.

Disadvantages of Swapping in OS

  1. Not Good for Real-Time Systems: Swapping is not suitable for systems that must respond quickly, as the delays caused due to swapping could affect performance.
  2. Reduced Performance: Swapping can reduce performance since it takes time to move data from main memory to the hard disk.
  3. Increased Disk Activity: Frequently swapping increases the read and write operations in the hard disk, which can affect the hard disk over time.
  4. Increased CPU Overhead: The processor has to spend additional time managing swap operations, which may decrease efficiency for other tasks.
  5. Temporary Freezes: If a system keeps swapping multiple processes in and out, the system temporarily freezes.

Swapping vs Paging vs Segmentation in an OS

Feature Swapping Paging Segmentation
Definition Swapping moves entire processes between main memory and disk to manage space. Paging splits memory and processes into equal-sized blocks for efficient allocation. Segmentation breaks memory into variable-sized logical sections like code and data.
Memory Division No internal structure within the process Uses equal-size pages and frames Uses code, data, stack as separate segments
Address Translation Simple relocation of the full process Logical address is split into page number and offset Logical address has segment number and offset
Memory Use Can cause external fragmentation Can cause internal fragmentation No internal fragmentation, may cause external
Performance Slower due to full process moves Faster and more efficient memory use Efficient for logical grouping but harder to manage

Best Practices

1. Use Sufficient RAM: Make sure that your system has enough physical memory to support the programs you use regularly. The more RAM you have, the less swapping is used.

2. Keep Unused Programs Closed: Leave only the programs you need open. The other programs you’re not going to use can be closed, which will free up memory and lessen swapping.

3. Check the Running Processes: Check the programs you have open and processes that use the most memory, and see if you need to close or limit any programs that you are not using to prevent thrashing.

Conclusion

Swapping in OS plays a crucial role in memory management by ensuring efficient allocation of limited resources among multiple tasks. Understanding its working, benefits, and challenges helps improve overall system performance and stability for both users and developers. It also prevents system crashes by prioritizing active processes. With proper configuration, swapping can significantly enhance multitasking and resource handling in modern operating systems.

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Also, explore our other operating system-related blogs:

Operating System Structure Time Sharing Operating System Android Operating System

Swapping in Operating System (OS) – FAQs

Q1. Define Swapping in OS

Swapping helps in moving the processes between RAM and disk to manage memory efficiently and improve the performance.

Q2. How does swapping help in memory management?

It frees up RAM by temporarily shifting procceses that are inactive to the hard disk.

Q3. What happens when a process is swapped out?

The process is saved to disk and paused until it’s brought back into RAM for execution.

Q4. Is swapping the same as paging?

No, swapping moves entire processes, while paging moves fixed-size memory blocks.

Q5. When does an OS perform swapping?

Swapping occurs when the system is low on RAM or handling multiple active processes.

About the Author

Content Manager | Technical Writer

Sunny Sarkar is a Content Manager with over 8 years of experience in SEO-driven content writing, technical documentation, and content strategy. With an MBA from Leeds Business School and a background in IT, Sunny specializes in crafting high-ranking, user-focused content across edtech domains. Sunny’s expertise lies in blending SEO insights with compelling storytelling to drive engagement, visibility, and learner impact. Sunny has also worked with global tech giants like Samsung R&D and British Telecom, adding depth to his industry perspective.

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